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Regulatory consulting

Investigations and subpoenas.

Response to Department of Insurance and other government investigations and subpoenas.

About this practice area

When an investigator asks for the record.

Insurers receive subpoenas and information requests from state Departments of Insurance, state attorneys general, and federal agencies, including the Department of Justice. They may concern claims practices, sales, pricing, data, or the conduct of individuals within the company.

Responding well means finding where the data and records actually sit, producing them completely and consistently, and answering interrogatories accurately. The response becomes part of the record the investigating authority relies on, so errors and gaps are costly.

The Department's building sends a demand to the response document; thin threads draw each item of the demand to the record that answers it, and the response is certified with one solid mark on its signature rule
Engagements

Data, records, and answers.

Subpoena response for a property and casualty carrier.

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Department of Justice subpoena-response assistance for a Property and Casualty carrier: data, records, and responses to interrogatories.

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Facing an examination or a filing?

Start with a conflict and availability check.